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ACAMS CGSS (Certified Global Sanctions Specialist) Certification Exam is a credential for professionals who work in the financial industry and specialize in sanctions compliance. CGSS-JPN exam is designed to test the candidate's knowledge of global sanctions regulations and their ability to apply this knowledge in real-world scenarios. Certified Global Sanctions Specialist (CGSS日本語版) certification is recognized globally and is highly regarded by employers in the financial industry.

Reference: https://www.acams.org/en/certifications/certified-global-sanctions-specialist-cgss#course-content-deffae40

The CGSS certification exam is designed to test the knowledge of professionals working in the financial sector, including compliance officers, risk managers, and AML professionals. CGSS-JPN exam covers a range of topics related to sanctions compliance, including the legal framework for sanctions, sanctions screening, and risk management. Candidates who pass the exam demonstrate a deep understanding of the complex and ever-changing world of global sanctions.

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ACAMS CGSS日本語 Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Risk Assessment and Compliance Program20%- Sanctions risk assessment methodology
  • 1. Risk mitigation strategies
  • 2. Risk identification
  • 3. Risk monitoring and reporting
- Compliance program components
  • 1. Policies and procedures
  • 2. Training and awareness
  • 3. Governance and oversight
Topic 2: Investigation and Escalation15%- Escalation procedures
  • 1. Internal escalation pathways
  • 2. Legal and compliance consultation
  • 3. Senior management notification
- Sanctions alerts investigation
  • 1. Alert triage and prioritization
  • 2. Decision-making frameworks
  • 3. Evidence gathering and documentation
Topic 3: Remediation and Reporting15%- Sanctions violations handling
  • 1. Civil and criminal penalties
  • 2. OFAC Voluntary Self-Disclosure
  • 3. Self-reporting obligations
- Regulatory reporting
  • 1. Licensing and exceptions
  • 2. Blocking/rejecting transactions
  • 3. Suspicious Activity Reports (SARs)
Topic 4: Sanctions Environment and Framework15%- Overview of sanctions regimes (OFAC, EU, UN, UK)
  • 1. Sanctions objectives and policy considerations
  • 2. Economic sanctions fundamentals
  • 3. Legal authorities and enforcement agencies
- Types of sanctions (comprehensive, sectoral, targeted)
  • 1. Trade sanctions
  • 2. Financial sanctions
  • 3. Travel sanctions
Topic 5: Specialized Topics and Emerging Issues10%- Crypto/digital asset sanctions
  • 1. Virtual currency service providers
  • 2. DeFi and blockchain considerations
- Sanctions evasion techniques
  • 1. Trade-based money laundering
  • 2. Secondary sanctions awareness
  • 3. Shell company detection
Topic 6: Screening and Monitoring25%- Ongoing monitoring
  • 1. Counterparty risk assessment
  • 2. Real-time transaction monitoring
  • 3. Adverse media screening
- Transaction screening
  • 1. False positive management
  • 2. Enhanced due diligence
  • 3. Name screening methodologies
- Technology and automation
  • 1. System limitations and tuning
  • 2. Sanctions screening technology
  • 3. AI/ML applications in screening

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