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FINRA Series-7 (General Securities Representative Qualification Examination) Certification Exam is a comprehensive test that is designed to assess the knowledge and skills of individuals who are interested in pursuing a career in the securities industry. Series-7 exam is administered by the Financial Industry Regulatory Authority (FINRA), which is a non-profit organization that regulates the securities industry in the United States. The Series-7 exam is a prerequisite for individuals who want to become a registered representative or a stockbroker.

FINRA Series-7 (General Securities Representative Qualification Examination) is a certification exam designed to test the knowledge and skills of individuals who wish to work as general securities representatives. Series-7 exam is administered by the Financial Industry Regulatory Authority (FINRA), which is a self-regulatory organization that oversees the securities industry in the United States. The Series-7 exam is one of the most widely recognized certifications in the securities industry and is a requirement for individuals who wish to become registered representatives with FINRA member firms.

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To prepare for the FINRA Series-7 exam, candidates can take advantage of a variety of study resources, including study guides, practice exams, and online courses. Many candidates also choose to work with a tutor or attend a live review course to help them prepare. It is essential to start preparing for the exam early and to dedicate enough time to studying to ensure success on the exam. Passing the FINRA Series-7 exam is a significant accomplishment and can open up many career opportunities in the securities industry.

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

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The GS exam consists of 125 multiple-choice questions and must be completed within three hours and forty-five minutes. Series-7 exam is broken down into four main sections: (1) the regulatory environment, (2) securities products and their risks, (3) customer accounts and orders, and (4) insight into industry best practices. Candidates need a score of 72% or higher to pass the exam.

FINRA Series-7 Exam Syllabus Topics: