In the initial communication by the audit team leader for a certification audit, the OHSMS Manager asks that the audit includes detailed coverage of the OHSMS legislation of the local authority, which has been specified in a recent customer contract.
Which two of the following responses should the audit team leader make?

• A. Advise the OHSMS Manager that the new criteria can be included without any problem.
• B. Add a legal expert to the audit team in order to accept the request.
• C. Ask the individual(s) managing the programme whether the audit criteria can be revised to include the new request.
• D. Advise the OHSMS Manager that the audit criteria has been set as ISO 45001 and the audit programme for certification will need to proceed as planned.
• E. Suggest that the OHSMS Manager cancels the audit contract and reapplies to include the additional criteria.
• F. Inform the OHSMS Manager that an audit against the regulatory criteria may be possible but will require a new audit team.

An audit team leader is interviewing a member of top management in respect of the organisation ' s performance evaluation processes. It is clear to the audit team leader that there is some confusion as to difference between monitoring and measurement.
Which three of the following statements by the member of top management are correct?

• A. We often use monitoring to conduct a visual check.
• B. We use monitoring where we need to establish a precise value prior to releasing a product to the next stage.
• C. Only measurement can be used as an input into identifying hazards, risks and opportunities.
• D. Monitoring and measurement are used to determine the effectiveness of the OHSMS.
• E. Performance indicators are measures that we monitor for trends.
• F. We use a measurement process when we need a visual indication that the output of a process is OK.
• G. Our calibration equipment was purchased primarily to support the control of high risk hazards.
• H. We must keep records of our measurement activity, but whether we keep them of our monitoring activity is entirely up to us.

You, as audit team leader, have been approached by an auditor in training asking for your advice. They have been instructed to audit a process for recycling glass bottles that involves workers throwing old bottles at a wall before sweeping up the residue into baskets. They have asked to see the criteria (in this case work instructions) relating to this process and find that workers are following the instructions given. The auditor in training, however, considers the process to be dangerous and wants to raise a nonconformity against clause
8.1.1.
How would you react? Select four.

• A. Invite the auditor in training to take part in breaking bottles to determine if the process really is dangerous or not. Providing they are not hurt, take no additional action.
• B. Ask the workers if they have been consulted as to how safe they believe the activity is and whether they have ever been injured.
• C. Ask top management if they have considered an alternative way of working more safely with broken glass.
• D. Ask the auditor in training to consult the auditee before raising a nonconformity.
• E. Stop the process immediately due to the danger of broken glass to the employees identified by the auditor in training.
• F. Advise the auditor in training to focus on hazard identification and any subsequent assessment of OH and S risks prior to making a determination.
• G. Support the auditor in training's decision to raise a nonconformity against 8.1.1 as you share their view that the process is dangerous.
• H. Advise the auditor in training that they cannot raise a nonconformity against 8.1.1 as there is no evidence that the planned and implemented process is not effectively handling waste safely.

Which two of the following phrases would apply to a first-party audit?

• A. External audit
• B. Process audit
• C. Surveillance audit
• D. Regulatory audit
• E. Certification audit
• F. Internal audit