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CISI ICWIM Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Financial Products | 20% | - Equities and shares
|
| Market Environment | 20% | - Role and function of financial markets
|
| Client Advisory | 25% | - Portfolio construction
|
| Regulation and Ethics | 15% | - Regulatory framework
|
| Risk and Return | 20% | - Risk concepts
|
CISI International Certificate in Wealth & Investment Management Sample Questions:
Treasury bills are normally issued with a minimum maturity of:
- A. 1 year
- B. 3 years
- C. 1 month
- D. 3 months
Correct Answer: C 🗳️
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A firm decides that it would be inappropriate to make derivative recommendations to a particular client. It is likely that the client has been categorised as:
- A. A retail client
- B. A professional
- C. An eligible counterparty
- D. A private investor
Correct Answer: A 🗳️
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The return on a whole-of-life unit-linked policy is:
- A. Directly related to the performance of the insurance company's fund
- B. Dependent on prevailing interest rates
- C. Related to the Consumer Price Index (CPI)
- D. Linked to the rate of inflation
Correct Answer: A 🗳️
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The UCITS regulations have been integral to introducing a common format for:
- A. Company accounts
- B. Corporate actions
- C. Trade settlement
- D. Key investor information documents
Correct Answer: D 🗳️
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When a UK based investor receives overseas equity dividend income, which one of the following types of tax may have been deducted?
- A. UK Corporation Tax
- B. Withholding Tax
- C. Value Added Tax
- D. Stamp Duty
Correct Answer: B 🗳️
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